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A recent BrokerCheck report discloses that George Vogel (CRD #1455028) experienced an Employment Separation After Allegations from a previous employer, Wells Fargo Clearing Services, LLC. Vogel's employment history includes the following firms and periods:
Vogel's BrokerCheck describes the allegations as follows: "At the time of the Financial Advisor's voluntary resignation, concerns involving his sending a message through non-Firm approved communication channels was being reviewed."
While Vogel had no customer complaints reported on his/her BrokerCheck report at the time of the reported separation, employment separation after allegations is a concerning disclosure in the securities brokerage industry.
If you have questions about this post, about Wells Fargo Clearing Services, LLC and/or Danilo Fernandez-guevara or about the management of your accounts, please contact SLCG for an initial consultation or email us at BrokerInquiry@SLCG.com
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